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Comments on NASD Rulemaking
Notice of Filing of Proposed Rule Change Relating to Amendments to NASD Rule 3011 and the Adoption of New Related Interpretive Material
(Release No. 34-51935; File No. SR-NASD-2005-066)
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| Dec. 15, 2005 |
Brant K. Brown
Counsel, National Association of Securities Dealers, Inc. |
| Jul. 27, 2005 |
Alan E. Sorcher, Vice President and Associate General Counsel, Securities Industry Association |
| Jul. 20, 2005 |
John J. Lynch, Jr., Executive Vice President; Hartfield, Titus, & Donnelly, LLC |
| Jun. 09, 2005 |
Marianne Czernin, Senior VP, Director, Broker/Dealer Client Services, National Regulatory Services |
http://www.sec.gov/rules/sro/nasd/nasd2005066.shtml
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