SEC.gov Updates: Administrative Proceedings

SEC.gov Updates: Administrative Proceedings http://www.sec.gov/litigation/admin.shtml The latest administrative proceedings from the Securities and Exchange Commission en-us Tue, 19 Aug 2008 00:00:01 EDT Tue, 19 Aug 2008 17:17:31 EDT American Express Financial Advisors Inc. (now known as Ameriprise Financial Services, Inc.) http://www.sec.gov/litigation/admin/2008/34-58388.pdf 34-58388 Tue, 19 Aug 2008 17:17:31 EDT Ocean Resources, Inc., Officeland, Inc., Online Gaming Systems, Inc. (n/k/a Advanced Resources Group Ltd.), Open EC Technologies, Inc., and OVM International Corp. http://www.sec.gov/litigation/admin/2008/34-58384.pdf 34-58384 Tue, 19 Aug 2008 09:29:58 EDT Atomic Burrito, Inc., Earthcare Co., Global Concepts, Ltd., New York Bagel Enterprises, Inc., Precept Business Services, Inc., Reorganized Sale OKWD, Inc., Villageworld.com, Inc. (n/k/a Biometrics 2000 Corp.), and Wireless Webconnect!, Inc. http://www.sec.gov/litigation/admin/2008/34-58382.pdf 34-58382 Tue, 19 Aug 2008 09:29:58 EDT Heritage American Resource Corp. (n/k/a St Andrew Goldfields Ltd.) http://www.sec.gov/litigation/admin/2008/34-58374.pdf 34-58374 Mon, 18 Aug 2008 09:30:01 EDT Ajay Sports, Inc. http://www.sec.gov/litigation/admin/2008/34-58373.pdf 34-58373 Mon, 18 Aug 2008 09:30:01 EDT Pacific Coast Apparel Co., Inc., Pacific Gateway Exchange, Inc., Pacific International Services Corp., Pallet Management Systems, Inc., Palm Desert Art, Inc., Panaco, Inc., Paragon Financial Corp. (n/k/a NewMarket Latin America, Inc.), and Patriot Motorcycle Corp. http://www.sec.gov/litigation/admin/2008/34-58372.pdf 34-58372 Mon, 18 Aug 2008 09:30:01 EDT Putnam Investment Management, LLC http://www.sec.gov/litigation/admin/2008/34-58369.pdf 34-58369 Mon, 18 Aug 2008 08:37:01 EDT Sunbase Asia, Inc. (n/k/a Centire International, Inc.), Supply Chain Services, Inc., Sustainable Development International, Inc. (n/k/a Clean Energy, Inc.), SWI Steelworks, Inc. (f/k/a ESC Envirotech Systems Corp.), and Symphony Telecom Corp. http://www.sec.gov/litigation/admin/2008/34-58368.pdf 34-58368 Fri, 15 Aug 2008 16:40:34 EDT Walking Stick Oil & Gas Corp., Waycool3D, Inc., Wineshares International, Inc., World Callnet, Inc., and World Container Corp. http://www.sec.gov/litigation/admin/2008/34-58366.pdf 34-58366 Fri, 15 Aug 2008 12:01:30 EDT Bryan S. Behrens http://www.sec.gov/litigation/admin/2008/34-58360.pdf 34-58360 Thu, 14 Aug 2008 11:39:05 EDT Mark T. Duboise and Mid Western Natural Gas, Inc. http://www.sec.gov/litigation/admin/2008/34-58359.pdf 34-58359 Thu, 14 Aug 2008 11:09:33 EDT Christopher L. Martin http://www.sec.gov/litigation/admin/2008/34-58356.pdf 34-58356 Wed, 13 Aug 2008 15:39:08 EDT Scott Hirth http://www.sec.gov/litigation/admin/2008/34-58355.pdf 34-58355 Wed, 13 Aug 2008 15:39:08 EDT Jeffrey P. Jorissen (CPA) http://www.sec.gov/litigation/admin/2008/34-58348.pdf 34-58348 Tue, 12 Aug 2008 15:10:21 EDT Mark G. Meyer http://www.sec.gov/litigation/admin/2008/34-58339.pdf 34-58339 Mon, 11 Aug 2008 15:26:12 EDT Acclaim Entertainment, Inc., Family Golf Centers, Inc., Graham-Field Health Products, Inc., Lechters, Inc., and Texfi Industries, Inc. http://www.sec.gov/litigation/admin/2008/34-58336.pdf 34-58336 Mon, 11 Aug 2008 12:39:08 EDT James M. Jordan http://www.sec.gov/litigation/admin/2008/34-58338.pdf 34-58338 Mon, 11 Aug 2008 12:22:08 EDT Timothy J. Ward http://www.sec.gov/litigation/admin/2008/34-58337.pdf 34-58337 Mon, 11 Aug 2008 12:15:52 EDT WarpRadio.com, Inc., WellnessAmerica Online, Inc., (n/k/a General Ventures, Inc.), Wireless Frontier Internet, Inc. and World Associates, Inc. http://www.sec.gov/litigation/admin/2008/34-58330.pdf 34-58330 Fri, 8 Aug 2008 11:26:00 EDT George J. Sandhu http://www.sec.gov/litigation/admin/2008/ia-2768.pdf IA-2768 Thu, 7 Aug 2008 15:27:45 EDT Alexander & Wade, Inc. and James Y. Lee http://www.sec.gov/litigation/admin/2008/33-8951.pdf 33-8951 Thu, 7 Aug 2008 13:46:44 EDT Finance 500, Inc. http://www.sec.gov/litigation/admin/2008/33-8950.pdf 33-8950 Thu, 7 Aug 2008 13:46:44 EDT Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC http://www.sec.gov/litigation/admin/2008/34-58322.pdf 34-58322 Wed, 6 Aug 2008 16:52:27 EDT Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke http://www.sec.gov/litigation/admin/2008/34-58320.pdf 34-58320 Wed, 6 Aug 2008 16:52:27 EDT Martin A. Armstrong http://www.sec.gov/litigation/admin/2008/ia-2767a.pdf IA-2767A Wed, 6 Aug 2008 16:17:41 EDT Marc Willis http://www.sec.gov/litigation/admin/2008/34-58319.pdf 34-58319 Wed, 6 Aug 2008 13:38:47 EDT Simon Chong http://www.sec.gov/litigation/admin/2008/34-58318.pdf 34-58318 Wed, 6 Aug 2008 13:38:47 EDT Peter In Cho http://www.sec.gov/litigation/admin/2008/34-58317.pdf 34-58317 Wed, 6 Aug 2008 13:38:47 EDT Scott B. Hollenbeck http://www.sec.gov/litigation/admin/2008/34-58316.pdf 34-58316 Wed, 6 Aug 2008 12:11:42 EDT Timothy L. Bradshaw http://www.sec.gov/litigation/admin/2008/34-58313.pdf 34-58313 Tue, 5 Aug 2008 17:10:35 EDT Mark C. Thompson http://www.sec.gov/litigation/admin/2008/34-58310.pdf 34-58310 Tue, 5 Aug 2008 15:37:11 EDT Ernst & Young LLP, John F. Ferraro, CPA, and Michael G. Lutze, CPA http://www.sec.gov/litigation/admin/2008/34-58309.pdf 34-58309 Tue, 5 Aug 2008 15:37:11 EDT Benguet Corp., Clean Systems Technology Group, Ltd., Lumenon Innovative Lightwave Technology, Inc., Symbiat, Inc., Uniroyal Technology Corp., and Value Holdings, Inc. (n/k/a Galea Life Sciences, Inc.) http://www.sec.gov/litigation/admin/2008/34-58304.pdf 34-58304 Mon, 4 Aug 2008 12:11:53 EDT Janus Capital Management LLC http://www.sec.gov/litigation/admin/2008/34-58294.pdf 34-58294 Fri, 1 Aug 2008 17:51:47 EDT Gordon R. Moore http://www.sec.gov/litigation/admin/2008/34-58293.pdf 34-58293 Fri, 1 Aug 2008 17:51:47 EDT Kent D. Nelson http://www.sec.gov/litigation/admin/2008/ia-2765.pdf IA-2765 Fri, 1 Aug 2008 15:02:03 EDT Jeffrey Bacsik, CPA http://www.sec.gov/litigation/admin/2008/34-58280.pdf 34-58280 Fri, 1 Aug 2008 11:09:40 EDT National Fruit and Vegetable Technology Corp., National Properties Investment Trust, National Record Mart, Inc., National Sorbents, Inc., Nations Flooring, Inc., Netcare Health Group, Inc., and Netgain Development, Inc. http://www.sec.gov/litigation/admin/2008/34-58274.pdf 34-58274 Thu, 31 Jul 2008 17:52:57 EDT James B. Kinney, CMA http://www.sec.gov/litigation/admin/2008/34-58273.pdf 34-58273 Thu, 31 Jul 2008 16:14:52 EDT Kevin Kelley http://www.sec.gov/litigation/admin/2008/ia-2764.pdf IA-2764 Thu, 31 Jul 2008 13:48:26 EDT Lexington Resources, Inc., Grant Atkins and Gordon Brent Pierce http://www.sec.gov/litigation/admin/2008/33-8948.pdf 33-8948 Thu, 31 Jul 2008 09:29:51 EDT Ritchie Capital Management LLC, Ritchie Multi-Strategy Global Trading Ltd., A.R. Thane Ritchie and Warren Louis DeMaio http://www.sec.gov/litigation/admin/2008/34-58260.htm 34-58260 Wed, 30 Jul 2008 16:33:34 EDT Phillip R. Bennett http://www.sec.gov/litigation/admin/2008/34-58257.pdf 34-58257 Wed, 30 Jul 2008 13:29:14 EDT Pax World Management Corp. http://www.sec.gov/litigation/admin/2008/ia-2761.pdf IA-2761 Wed, 30 Jul 2008 11:09:55 EDT E*Trade Clearing LLC and E*Trade Securities LLC http://www.sec.gov/litigation/admin/2008/34-58250.pdf 34-58250 Wed, 30 Jul 2008 10:50:35 EDT K-2 Logistics.Com, Inc. http://www.sec.gov/litigation/admin/2008/34-58249.pdf 34-58249 Wed, 30 Jul 2008 09:30:55 EDT Karting International, Inc., KDGsports.com, Inc., Keystone Mortgage Fund, Keystone Mortgage Fund II, and KwikWeb.com, Inc. http://www.sec.gov/litigation/admin/2008/34-58247.pdf 34-58247 Tue, 29 Jul 2008 17:37:57 EDT Jay J. Shapiro, CPA, P.C. and Jay J. Shapiro, CPA http://www.sec.gov/litigation/admin/2008/34-58242.pdf 34-58242 Tue, 29 Jul 2008 11:59:38 EDT Banker & Co. and Jitendra S. Banker http://www.sec.gov/litigation/admin/2008/34-58241.pdf 34-58241 Tue, 29 Jul 2008 11:59:38 EDT Michael Deutchman, CPA http://www.sec.gov/litigation/admin/2008/34-58240.pdf 34-58240 Tue, 29 Jul 2008 11:59:38 EDT Choi Dow Ian Hong & Lee Accountancy Corporation and Ernest E. Dow, CPA http://www.sec.gov/litigation/admin/2008/34-58239.pdf 34-58239 Tue, 29 Jul 2008 11:59:38 EDT Stephen H. Roebuck http://www.sec.gov/litigation/admin/2008/34-58238.pdf 34-58238 Tue, 29 Jul 2008 11:43:56 EDT Robin A. Friedman, Esq. http://www.sec.gov/litigation/admin/2008/34-58233.pdf 34-58233 Fri, 25 Jul 2008 16:11:23 EDT Frances M. Jewels http://www.sec.gov/litigation/admin/2008/34-58232.pdf 34-58232 Fri, 25 Jul 2008 16:11:23 EDT Viragen, Inc., and Viragen International, Inc. http://www.sec.gov/litigation/admin/2008/34-58231.pdf 34-58231 Fri, 25 Jul 2008 15:16:49 EDT The National Capital Companies, Inc., National Environmental Controls, Inc., National Real Estate Limited Partnership Income Properties, National Real Estate Limited Partnership Income Properties II, Navarone, Inc., NBG Radio Network, Inc., and Net-Matrix Limited http://www.sec.gov/litigation/admin/2008/34-58229.pdf 34-58229 Fri, 25 Jul 2008 13:41:08 EDT General American Life Insurance Company, Inc. and William C. Thater http://www.sec.gov/litigation/admin/2008/34-58225.pdf 34-58225 Fri, 25 Jul 2008 11:18:40 EDT Newbridge Securities Corp., Guy S. Amico, Scott H. Goldstein, Eric M. Vallejo, and Daniel M. Kantrowitz http://www.sec.gov/litigation/admin/2008/33-8946.pdf 33-8946 Fri, 25 Jul 2008 09:43:49 EDT WarpRadio.com, Inc. http://www.sec.gov/litigation/admin/2008/34-58222.pdf 34-58222 Fri, 25 Jul 2008 09:29:43 EDT Rubin Chen a/k/a Ruben Chen a/k/a Ruopian Chen http://www.sec.gov/litigation/admin/2008/ia-2760.pdf IA-2760 Thu, 24 Jul 2008 17:25:32 EDT Jennifer Xujia Wang http://www.sec.gov/litigation/admin/2008/34-58220.pdf 34-58220 Thu, 24 Jul 2008 17:25:32 EDT Diversified Financial Corporation http://www.sec.gov/litigation/admin/2008/ia-2758.pdf IA-2758 Thu, 24 Jul 2008 16:49:10 EDT Brian Fabrizzi http://www.sec.gov/litigation/admin/2008/34-58219.pdf 34-58219 Thu, 24 Jul 2008 16:27:22 EDT Donald G. Ryan http://www.sec.gov/litigation/admin/2008/34-58214.pdf 34-58214 Wed, 23 Jul 2008 15:19:58 EDT Richard McGill, William Sanders, Michael Tuchman, and Danny Rayburn http://www.sec.gov/litigation/admin/2008/34-58213.pdf 34-58213 Wed, 23 Jul 2008 14:23:07 EDT Thomas C. Palmer and Aeneas Capital Management, L.P. http://www.sec.gov/litigation/admin/2008/ia-2757.pdf IA-2757 Wed, 23 Jul 2008 14:14:50 EDT 21st Century Technologies, Inc. http://www.sec.gov/litigation/admin/2008/34-58210.pdf 34-58210 Wed, 23 Jul 2008 09:30:09 EDT K-2 Logistics.Com, Inc., Kafus Industries, Ltd., Kakkimon Acquisitions Corp., Kevco, Inc., Kings Road Entertainment, Inc., and Kingsfield Capital Corp. (n/k/a Kingsfield Entertainment Corp.) http://www.sec.gov/litigation/admin/2008/34-58202.pdf 34-58202 Tue, 22 Jul 2008 10:52:09 EDT National Properties Investment Trust http://www.sec.gov/litigation/admin/2008/34-58198.pdf 34-58198 Mon, 21 Jul 2008 09:30:24 EDT Michael Sassano, Dogan Baruh, Robert Okin, and R. Scott Abry http://www.sec.gov/litigation/admin/2008/33-8945.pdf 33-8945 Fri, 18 Jul 2008 17:38:39 EDT American Ship Building Co. http://www.sec.gov/litigation/admin/2008/34-58188.pdf 34-58188 Fri, 18 Jul 2008 09:29:52 EDT Michael J. Delargy, CPA http://www.sec.gov/litigation/admin/2008/34-58186.pdf 34-58186 Thu, 17 Jul 2008 18:33:34 EDT Struthers, Inc. (n/k/a Global Marine, Ltd.), Sun Vacation Properties Corp., Sunshine Mining & Refining Co., and Surrey, Inc. (n/k/a Wow Holdings, Inc.) http://www.sec.gov/litigation/admin/2008/34-58167.pdf 34-58167 Thu, 17 Jul 2008 13:53:58 EDT Benguet Corp. http://www.sec.gov/litigation/admin/2008/34-58177.pdf 34-58177 Thu, 17 Jul 2008 09:30:09 EDT Francis J. Saldutti http://www.sec.gov/litigation/admin/2008/ia-2755.pdf IA-2755 Wed, 16 Jul 2008 15:32:43 EDT Gerard T. Hayes http://www.sec.gov/litigation/admin/2008/33-8944.pdf 33-8944 Wed, 16 Jul 2008 14:47:43 EDT Warren E. Turk http://www.sec.gov/litigation/admin/2008/34-58169.pdf 34-58169 Wed, 16 Jul 2008 14:47:43 EDT K-2 Logistics.com, Inc., Kafus Industries, Ltd., Kakkimon Acquisitions Corp., Kevco, Inc., Kings Road Entertainment, Inc., and Kingsfield Capital Corp. (n/k/a Kingsfield Entertainment Corp.) http://www.sec.gov/litigation/admin/2008/34-58163.pdf 34-58163 Tue, 15 Jul 2008 16:55:09 EDT Borough Corp., Canticle Corp., Emerald Acquisition Corp., Erebus Corp., Forward Acquisition Corp., Hercules Acquisition Corp., Jubilee Acquisition Corp., Proteque Corp., and Tecnomatic International Corp. http://www.sec.gov/litigation/admin/2008/34-58159.pdf 34-58159 Tue, 15 Jul 2008 15:37:11 EDT GSI Securitization Ltd. (n/k/a GSI Securitization, Inc.), Interliant, Inc., (n/k/a I Successor Corp.), Namibian Minerals Corp., Nix Co., Ltd., Number Nine Visual Technology Corp., and Oncor, Inc. http://www.sec.gov/litigation/admin/2008/34-58155.pdf 34-58155 Tue, 15 Jul 2008 15:37:11 EDT Amit Mathur http://www.sec.gov/litigation/admin/2008/ia-2754.pdf IA-2754 Mon, 14 Jul 2008 15:55:49 EDT GSI Securitization Ltd. (n/k/a GSI Securitization, Inc.) http://www.sec.gov/litigation/admin/2008/34-58151.pdf 34-58151 Mon, 14 Jul 2008 09:30:41 EDT Michael Sassano, Dogan Baruh, Robert Okin, and R. Scott Abry http://www.sec.gov/litigation/admin/2008/33-8943.pdf 33-8943 Fri, 11 Jul 2008 18:05:51 EDT Alex Rabinovich http://www.sec.gov/litigation/admin/2008/34-58148.pdf 34-58148 Fri, 11 Jul 2008 15:53:40 EDT National Fruit and Vegetable Technology Corp. http://www.sec.gov/litigation/admin/2008/34-58141.pdf 34-58141 Fri, 11 Jul 2008 09:30:24 EDT Uniroyal Technology Corp. http://www.sec.gov/litigation/admin/2008/34-58133.pdf 34-58133 Thu, 10 Jul 2008 09:30:17 EDT Harbour Intermodal, Ltd. http://www.sec.gov/litigation/admin/2008/34-58132.pdf 34-58132 Thu, 10 Jul 2008 09:30:17 EDT Baroque Corp., Mother Lode Gold Mines Consolidated, and Solvis Group, Inc. http://www.sec.gov/litigation/admin/2008/34-58120.pdf 34-58120 Tue, 08 Jul 2008 17:30:22 EDT Amir Rosenthal, Esq. http://www.sec.gov/litigation/admin/2008/34-57722.pdf 34-57722 Mon, 07 Jul 2008 13:36:21 EDT Franklin Advisers, Inc. and Franklin/ Templeton Distributors, Inc. http://www.sec.gov/litigation/admin/2008/34-58106.pdf 34-58106 Mon, 07 Jul 2008 11:30:27 EDT Phillip Offill, Jr., Esq. http://www.sec.gov/litigation/admin/2008/34-58105.pdf 34-58105 Mon, 07 Jul 2008 11:30:27 EDT National Manufacturing Technologies, Inc., Natural Solutions Corp., Natural Wonders, Inc., Net Nanny Software International, Inc., Netcentives, Inc., and Netcruise.com, Inc. http://www.sec.gov/litigation/admin/2008/34-58080.pdf 34-58080 Thu, 03 Jul 2008 17:01:43 EDT Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke http://www.sec.gov/litigation/admin/2008/34-58090.pdf 34-58090 Wed, 02 Jul 2008 17:17:42 EDT WarpRadio.com, Inc., Wellness America Online, Inc. (n/k/a General Ventures, Inc.), Wireless Frontier Internet, Inc., and World Associates, Inc. http://www.sec.gov/litigation/admin/2008/34-58077.pdf 34-58077 Wed, 02 Jul 2008 09:30:17 EDT Steven Sirianni http://www.sec.gov/litigation/admin/2008/34-58046.pdf 34-58046 Tue, 01 Jul 2008 09:34:42 EDT American Kiosk Corp., American Motorcyle Corp. (f/k/a Scope Industries, Inc.), Austin's International, Inc., BusinessMall.Com, Inc., CCM Manufacturing Technologies, Inc., and Emerging Markets Corp. http://www.sec.gov/litigation/admin/2008/34-58065.pdf 34-58065 Mon, 30 Jun 2008 17:17:58 EDT Stephen L. Hochberg, CPA http://www.sec.gov/litigation/admin/2008/ia-2749.pdf IA-2749 Mon, 30 Jun 2008 11:01:01 EDT American Motorcycle Corp. http://www.sec.gov/litigation/admin/2008/34-58054.pdf 34-58054 Mon, 30 Jun 2008 08:56:17 EDT Bear Wagner Specialists LLC, Fleet Specialist, Inc., LaBranche & Co. LLC, Spear, Leeds & Kellogg Specialists LLC, Van der Moolen Specialists USA, LLC, Performance Specialist Group LLC, SIG Specialists, Inc. http://www.sec.gov/litigation/admin/2008/34-58035.pdf 34-58035 Fri, 27 Jun 2008 08:58:17 EDT Rubin Investment Group, Inc., Scott Halperin, Daniel Rubin, Andrew Saksa, and Robert Lomonaco http://www.sec.gov/litigation/admin/2008/33-8936.pdf 33-8936 Thu, 26 Jun 2008 17:29:13 EDT Joshua M. Eudowe http://www.sec.gov/litigation/admin/2008/34-58031.pdf 34-58031 Thu, 26 Jun 2008 17:29:13 EDT Surrey, Inc. (n/k/a WOW Holdings, Inc.) http://www.sec.gov/litigation/admin/2008/34-58027.pdf 34-58027 Thu, 26 Jun 2008 09:30:13 EDT Borough Corp., Canticle Corp., Emerald Acquisition Corp., Erebus Corp., Forward Acquisition Corp., Hercules Acquisition Corp., Jubilee Acquisition Corp., Proteque Corp., and Tecnomatic International Corp. http://www.sec.gov/litigation/admin/2008/34-58026.pdf 34-58026 Wed, 25 Jun 2008 17:33:52 EDT William E. Caswell, CPA http://www.sec.gov/litigation/admin/2008/34-58023.pdf 34-58023 Wed, 25 Jun 2008 16:57:20 EDT Certified Services, Inc. http://www.sec.gov/litigation/admin/2008/34-58015.pdf 34-58015 Wed, 25 Jun 2008 09:30:18 EDT K.W. Brown & Company, 21st Century Advisors, Inc., K.W. Brown Investments, Inc., Kenneth Brown, Wendy Brown, and Michael Cimilluca, Jr. http://www.sec.gov/litigation/admin/2008/34-58011.pdf 34-58011 Tue, 24 Jun 2008 15:12:39 EDT K.W. Brown & Company, 21st Century Advisors, Inc., K.W. Brown Investments, Inc., Kenneth Brown, Wendy Brown, and Michael Cimilluca, Jr. http://www.sec.gov/litigation/admin/2008/34-58010.pdf 34-58010 Tue, 24 Jun 2008 15:12:39 EDT Scottrade, Inc. http://www.sec.gov/litigation/admin/2008/34-58012.pdf 34-58012 Tue, 24 Jun 2008 14:13:54 EDT National Fruit and Vegetable Technology Corp., National Properties Investment Trust, National Record Mart, Inc., National Sorbents, Inc., Nations Flooring, Inc., Netcare Health Group, Inc., and Netgain Development, Inc. http://www.sec.gov/litigation/admin/2008/34-58009.pdf 34-58009 Tue, 24 Jun 2008 12:27:47 EDT Acclaim Entertainment, Inc., Family Golf Centers, Inc., Graham-Field Health Products, Inc., Lechters, Inc., and Texfi Industries, Inc.; Benguet Corp., Clean Systems Technology Group, Ltd., Lumenon Innovative Lightwave Technology, Inc., Symbiat, Inc., Uniroyal Technology Corp., and Value Holdings, Inc. (n/k/a Galea Life Sciences, Inc.) http://www.sec.gov/litigation/admin/2008/34-57999.pdf 34-57999 Mon, 23 Jun 2008 09:30:24 EDT Baroque Corp., Mother Lode Gold Mines Consolidated, and Solvis Group, Inc. http://www.sec.gov/litigation/admin/2008/34-57995.pdf 34-57995 Fri, 20 Jun 2008 15:02:27 EDT Cardinal Communications, Inc. http://www.sec.gov/litigation/admin/2008/34-57992.pdf 34-57992 Fri, 20 Jun 2008 09:30:57 EDT K-2 Logistics.Com, Inc., Kafus Industries, Ltd., Kakkimon Acquisitions Corp., Kevco, Inc., Kings Road Entertainment, Inc., and Kingsfield Capital Corp. (n/k/a Kingsfield Entertainment Corp.) http://www.sec.gov/litigation/admin/2008/34-57989.pdf 34-57989 Thu, 19 Jun 2008 09:31:20 EDT Stanislav Shpigelman http://www.sec.gov/litigation/admin/2008/34-57985.pdf 34-57985 Wed, 18 Jun 2008 14:46:05 EDT e.Spire Communications, Inc., Empire of Carolina, Inc., Genfinity Corp., NVID International, Inc., and USCI, Inc. http://www.sec.gov/litigation/admin/2008/34-57984.pdf 34-57984 Wed, 18 Jun 2008 11:29:30 EDT Wavo Corp. http://www.sec.gov/litigation/admin/2008/34-57983.pdf 34-57983 Wed, 18 Jun 2008 09:30:21 EDT Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke http://www.sec.gov/litigation/admin/2008/34-57980.pdf 34-57980 Tue, 17 Jun 2008 16:53:48 EDT Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke http://www.sec.gov/litigation/admin/2008/34-57915.pdf 34-57915 Tue, 17 Jun 2008 14:05:24 EDT Tamela Pallas http://www.sec.gov/litigation/admin/2008/33-8931.pdf 33-8931 Tue, 17 Jun 2008 13:52:04 EDT Preston D. Hopper, CPA http://www.sec.gov/litigation/admin/2008/33-8930.pdf 33-8930 Tue, 17 Jun 2008 13:52:04 EDT Founding Partners Capital Management Company and William Gunlicks http://www.sec.gov/litigation/admin/2008/34-57976.pdf 34-57976 Tue, 17 Jun 2008 13:18:13 EDT NEC Corporation http://www.sec.gov/litigation/admin/2008/34-57974.pdf 34-57974 Tue, 17 Jun 2008 09:33:25 EDT American Golden Century Investments, Inc., Growtex, Inc.(n/k/a Canadexx, Inc.), and Information Highway.com, Inc. http://www.sec.gov/litigation/admin/2008/34-57971.pdf 34-57971 Mon, 16 Jun 2008 14:34:57 EDT Citigroup Inc. http://www.sec.gov/litigation/admin/2008/34-57970.pdf 34-57970 Mon, 16 Jun 2008 12:19:05 EDT Richard E. Riner http://www.sec.gov/litigation/admin/2008/34-57969.pdf 34-57969 Mon, 16 Jun 2008 11:19:10 EDT John E. Tencza http://www.sec.gov/litigation/admin/2008/34-57968.pdf 34-57968 Mon, 16 Jun 2008 11:19:10 EDT DKR Oasis Management Company, L.P. http://www.sec.gov/litigation/admin/2008/34-57961.pdf 34-57961 Thu, 12 Jun 2008 17:07:02 EDT Jamie L. Solow http://www.sec.gov/litigation/admin/2008/34-57960.pdf 34-57960 Thu, 12 Jun 2008 15:44:51 EDT American Ship Building Co. and Harbour Intermodal, Ltd. http://www.sec.gov/litigation/admin/2008/34-57956.pdf 34-57956 Thu, 12 Jun 2008 09:30:24 EDT Terry E. Provence http://www.sec.gov/litigation/admin/2008/34-57948.pdf 34-57948 Wed, 11 Jun 2008 12:14:26 EDT Michael K. Brugman http://www.sec.gov/litigation/admin/2008/34-57947.pdf 34-57947 Wed, 11 Jun 2008 12:14:26 EDT Salvatore LaGreca, CPA http://www.sec.gov/litigation/admin/2008/34-57944.pdf 34-57944 Tue, 10 Jun 2008 11:22:33 EDT Empyrean Bioscience, Inc., Languageware.net Co. Ltd., and Uncle B's Bakery, Inc. http://www.sec.gov/litigation/admin/2008/34-57943.pdf 34-57943 Tue, 10 Jun 2008 11:22:33 EDT Struthers, Inc. (n/k/a Global Marine, Ltd.), Sun Vacation Properties Corp., Sunshine Mining & Refining Co., and Surrey, Inc. (n/k/a WOW Holdings, Inc.) http://www.sec.gov/litigation/admin/2008/34-57941.pdf 34-57941 Tue, 10 Jun 2008 09:30:06 EDT EKN Financial Services, Inc. f/k/a Ehrenkrantz King Nussbaum, Inc., and Anthony Ottimo http://www.sec.gov/litigation/admin/2008/33-8928.pdf 33-8928 Fri, 06 Jun 2008 17:40:35 EDT Faro Technologies, Inc. http://www.sec.gov/litigation/admin/2008/34-57933.pdf 34-57933 Thu, 05 Jun 2008 17:19:40 EDT James G. Marquez http://www.sec.gov/litigation/admin/2008/34-57931.pdf 34-57931 Thu, 05 Jun 2008 16:17:49 EDT Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC http://www.sec.gov/litigation/admin/2008/34-57926.pdf 34-57926 Thu, 05 Jun 2008 12:45:54 EDT Robert Durant http://www.sec.gov/litigation/admin/2008/34-57919.pdf 34-57919 Wed, 04 Jun 2008 14:59:04 EDT Douglas Ballew http://www.sec.gov/litigation/admin/2008/ia-2740.pdf IA-2740 Wed, 04 Jun 2008 14:59:04 EDT Amit Mathur http://www.sec.gov/litigation/admin/2008/ia-2739.pdf IA-2739 Wed, 04 Jun 2008 13:15:42 EDT Gerald Kingston http://www.sec.gov/litigation/admin/2008/34-57908.pdf 34-57908 Tue, 03 Jun 2008 12:44:46 EDT Playstar Wyoming Holding Corp. http://www.sec.gov/litigation/admin/2008/34-57907.pdf 34-57907 Tue, 03 Jun 2008 09:36:52 EDT Allixon International Corporation http://www.sec.gov/litigation/admin/2008/33-8925.pdf 33-8925 Mon, 02 Jun 2008 15:46:05 EDT Robert Wildeman http://www.sec.gov/litigation/admin/2008/ia-2738.pdf IA-2738 Mon, 02 Jun 2008 13:42:01 EDT Health Professionals, Inc. http://www.sec.gov/litigation/admin/2008/34-57898.pdf 34-57898 Mon, 02 Jun 2008 13:42:01 EDT Dover Petroleum Corp., Paradigm Advanced Technologies, Inc., and Playstar Wyoming Holding Corp. http://www.sec.gov/litigation/admin/2008/34-57897.pdf 34-57897 Fri, 30 May 2008 16:56:05 EDT Banc of America Securities LLC http://www.sec.gov/litigation/admin/2008/34-57893.pdf 34-57893 Fri, 30 May 2008 14:44:51 EDT American Kiosk Corp., American Motorcycle Corp. (f/k/a Scope Industries, Inc.), Austin’s International, Inc., BusinessMall.Com, Inc., CCM Manufacturing Technologies, Inc., and Emerging Markets Corp. http://www.sec.gov/litigation/admin/2008/34-57886.pdf 34-57886 Fri, 30 May 2008 14:44:51 EDT ABS Group, Inc., Accrue Software, Inc., iAsiaworks, Inc., Premier Laser Systems, Inc., Siskon Gold Corp., And Syquest Technology, Inc. (n/k/a SYQT, Inc.) http://www.sec.gov/litigation/admin/2008/34-57885.pdf 34-57885 Fri, 30 May 2008 14:44:51 EDT Analog Devices, Inc. and Jerald G. Fishman http://www.sec.gov/litigation/admin/2008/33-8923.pdf 33-8923 Fri, 30 May 2008 14:32:10 EDT Dennis L. Hynson, CPA http://www.sec.gov/litigation/admin/2008/34-57891.pdf 34-57891 Fri, 30 May 2008 12:30:43 EDT Christopher W. Kelford http://www.sec.gov/litigation/admin/2008/34-57890.pdf 34-57890 Fri, 30 May 2008 12:30:43 EDT Paula J. Norbom, CPA http://www.sec.gov/litigation/admin/2008/34-57889.pdf 34-57889 Fri, 30 May 2008 12:30:43 EDT Michael Sassano, Dogan Baruh, Robert Okin, and R. Scott Abry http://www.sec.gov/litigation/admin/2008/34-57880.pdf 34-57880 Wed, 28 May 2008 17:43:31 EDT Michael Sassano, Dogan Baruh, Robert Okin, and R. Scott Abry http://www.sec.gov/litigation/admin/2008/34-57879.pdf 34-57879 Wed, 28 May 2008 17:43:31 EDT General American Life Insurance Company and William C. Thater http://www.sec.gov/litigation/admin/2008/34-57863.htm 34-57863 Tue, 27 May 2008 12:11:40 EDT First Southwest Company http://www.sec.gov/litigation/admin/2008/33-8919.pdf 33-8919 Tue, 27 May 2008 11:00:24 EDT e.Spire Communications, Inc., Empire of Carolina, Inc., Genfinity Corp., NVID International, Inc., and USCI, Inc.; GSI Securitization Ltd. (n/k/a GSI Securitization, Inc.), Interliant, Inc. (n/k/a I Successor Corp.), Namibian Minerals Corp., Nix Co., Ltd., Number Nine Visual Technology Corp., and Oncor, Inc. http://www.sec.gov/litigation/admin/2008/34-57868.pdf 34-57868 Tue, 27 May 2008 09:30:26 EDT Invesco Funds Group, Inc. http://www.sec.gov/litigation/admin/2008/34-57860.pdf 34-57860 Fri, 23 May 2008 13:34:56 EDT AIM Advisors, Inc. and AIM Distributors, Inc. http://www.sec.gov/litigation/admin/2008/34-57859.pdf 34-57859 Fri, 23 May 2008 13:34:56 EDT American Kiosk Corp. http://www.sec.gov/litigation/admin/2008/34-57853.pdf 34-57853 Fri, 23 May 2008 09:31:28 EDT Michael Resnick, CPA http://www.sec.gov/litigation/admin/2008/34-57846.pdf 34-57846 Wed, 21 May 2008 15:12:35 EDT Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network; Detwiler, Mitchell, Fenton & Graves, Inc.; James X. McCarty http://www.sec.gov/litigation/admin/2008/34-57843.pdf 34-57843 Wed, 21 May 2008 12:23:59 EDT William B. Deakins http://www.sec.gov/litigation/admin/2008/34-57835.pdf 34-57835 Mon, 19 May 2008 11:08:05 EDT Dover Petroleum Corp. http://www.sec.gov/litigation/admin/2008/34-57832.pdf 34-57832 Mon, 19 May 2008 09:31:17 EDT Alliance Capital Management, L.P. http://www.sec.gov/litigation/admin/2008/34-57825.pdf 34-57825 Thu, 15 May 2008 18:01:10 EDT John A. Baldo http://www.sec.gov/litigation/admin/2008/ia-2735.pdf IA-2735 Mon, 12 May 2008 13:48:04 EDT Wendy Brown http://www.sec.gov/litigation/admin/2008/34-57814.pdf 34-57814 Mon, 12 May 2008 13:48:04 EDT Achieva Development Corp., Acme Metals, Inc., Act International, Inc., Active Assets & Associates, Inc., ADM Enterprises, Inc., and Advanced Interactive, Inc. http://www.sec.gov/litigation/admin/2008/34-57809.pdf 34-57809 Fri, 09 May 2008 17:59:54 EDT Michael McCormack http://www.sec.gov/litigation/admin/2008/34-57811.pdf 34-57811 Fri, 09 May 2008 15:05:54 EDT Joseph Miller http://www.sec.gov/litigation/admin/2008/34-57810.pdf 34-57810 Fri, 09 May 2008 15:05:54 EDT Franklin Advisers, Inc. http://www.sec.gov/litigation/admin/2008/34-57808.pdf 34-57808 Fri, 09 May 2008 13:53:07 EDT Founding Partners Capital Management Company and William Gunlicks http://www.sec.gov/litigation/admin/2008/34-57807.pdf 34-57807 Fri, 09 May 2008 12:13:35 EDT Quogue Capital LLC and Wayne P. Rothbaum http://www.sec.gov/litigation/admin/2008/34-57804.pdf 34-57804 Thu, 08 May 2008 13:41:51 EDT Advanced Precision Technology, Inc., (n/k/a Exact Identification Corp.), Alta Gold Co., Decisionlink, Inc., Enviro Energy Corp., and Wavo Corp. http://www.sec.gov/litigation/admin/2008/34-57799.pdf 34-57799 Thu, 08 May 2008 13:11:35 EDT American Kiosk Corp., American Motorcycle Corp. (f/k/a Scope Industries, Inc.), Austin's International, Inc., BusinessMall.Com, Inc., CCM Manufacturing Technologies, Inc., and Emerging Markets Corp. http://www.sec.gov/litigation/admin/2008/34-57798.pdf 34-57798 Thu, 08 May 2008 09:31:16 EDT Gabelli Funds, LLC http://www.sec.gov/litigation/admin/2008/34-57796.pdf 34-57796 Thu, 08 May 2008 09:31:16 EDT Anscott Industries, Inc. http://www.sec.gov/litigation/admin/2008/34-57791.pdf 34-57791 Wed, 07 May 2008 15:01:33 EDT ABS Group, Inc., Accrue Software, Inc., iAsiaworks, Inc., Premier Laser Systems, Inc., Siskon Gold Corp., and Syquest Technology, Inc. (n/k/a SYQT, Inc.) http://www.sec.gov/litigation/admin/2008/34-57789.pdf 34-57789 Wed, 07 May 2008 09:30:32 EDT Enviro Energy Corp. http://www.sec.gov/litigation/admin/2008/34-57788.pdf 34-57788 Wed, 07 May 2008 09:30:32 EDT Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke http://www.sec.gov/litigation/admin/2008/34-57783.pdf 34-57783 Tue, 06 May 2008 15:06:09 EDT National Manufacturing Technologies, Inc., Natural Solutions Corp., Natural Wonders, Inc., Net Nanny Software International, Inc., Netcentives, Inc., and Netcruise.com, Inc. http://www.sec.gov/litigation/admin/2008/34-57780.pdf 34-57780 Tue, 06 May 2008 09:30:13 EDT Paul S. Berliner http://www.sec.gov/litigation/admin/2008/34-57774.pdf 34-57774 Mon, 05 May 2008 15:51:24 EDT Health Professionals, Inc. http://www.sec.gov/litigation/admin/2008/34-57772.pdf 34-57772 Mon, 05 May 2008 09:30:56 EDT Savvides and Partners/PKF Cyprus http://www.sec.gov/litigation/admin/2008/34-57756.pdf 34-57756 Thu, 01 May 2008 17:30:56 EDT A. Carlos Martinez http://www.sec.gov/litigation/admin/2008/34-57755.pdf 34-57755 Thu, 01 May 2008 17:06:14 EDT UTStarcom, Inc., Hong Liang Lu and Michael J. Sophie http://www.sec.gov/litigation/admin/2008/34-57754.pdf 34-57754 Thu, 01 May 2008 15:14:19 EDT Alexander James Trabulse http://www.sec.gov/litigation/admin/2008/ia-2728.pdf IA-2728 Thu, 01 May 2008 12:15:58 EDT Banc of America Investment Services, Inc. and Columbia Management Advisors, LLC, as successor in interest to Banc of America Capital Management, LLC http://www.sec.gov/litigation/admin/2008/33-8913.pdf 33-8913 Thu, 01 May 2008 12:01:48 EDT