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SEC Special Studies

The Commission or Commission staff often undertake special projects to study and report on current trends and issues facing the securities industry. These files will be updated on a periodic basis.

Studies currently available include:

Additional Archives

Date Study
Apr. 30, 2012 Report on Administrative Proceedings for the Period October 1, 2011 through March 31, 2012
Apr. 11, 2012 Study on the Cross-Border Scope of the Private Right of Action Under Section 10(b) of the Securities Exchange Act of 1934
See Also:  Statement by Commissioner Luis A. Aguilar; Data Sets Utilized for the Study
Apr. 10, 2012 Office of Minority and Women Inclusion Annual Report
Mar. 30, 2012 Report on the Implementation of SEC Organizational Reform Recommendations
Feb. 1, 2012 Joint Report on International Swap Regulation (SEC and CFTC)

 

http://www.sec.gov/news/studies.shtml

Modified: 04/30/2012