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ALJ Decisions & Orders:
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| Release No. | Date | Respondents |
| Fourth Quarter | ||
| 13 | Dec. 21, 1990 | J. Baker Tuttle Corp., Tuttle & Co., Jason Baker Tuttle, Sr.
Brenda P. Murray, Administrative Law Judge File No. 3-7091 |
| 11 | Dec. 13, 1990 | Rick Edward Myers, d/b/a, Rick Edward Myers, CFP
Warren E. Blair, Chief Administrative Law Judge File No. 3-7287 |
| 10 | Oct. 24, 1990 | Charles Phillip Elliott
Warren E. Blair, Chief Administrative Law Judge File No. 3-7280 |
| 9 | Oct. 19, 1990 | Michael J. Fee
Jerome K. Soffer, Administrative Law Judge File No. 3-7023 |
| 8 | Oct. 17, 1990 | Robert E. Iles, Sr.
Warren E. Blair, Chief Administrative Law Judge File No. 3-7261 |
| Third Quarter | ||
| 7 | Aug. 3, 1990 | William H. Mathis
Brenda P. Murray, Administrative Law Judge File No. 3-7153 |
| 6 | Jul. 19, 1990 | John F. Garvan
Jerome K. Soffer, Administrative Law Judge File No. 3-7272 |
| Second Quarter | ||
| 5 | Jun. 28, 1990 | Ernst & Whinney and Michael L. Ferrante, C.P.A.
Jerome K. Soffer, Administrative Law Judge File No. 3-6579 |
| 4 | Apr. 27, 1990 | Blinder, Robinson & Co., Inc., Meyer Blinder (8-15727)
Brenda P. Murray, Administrative Law Judge File No. 3-6380 |
| First Quarter | ||
| 3 | Feb. 15, 1990 | Bacardi Corporation
Max O. Regensteiner, Administrative Law Judge File No. 3-7019 |
| 2 | Jan. 17, 1990 | William R. Beach
Brenda P. Murray, Administrative Law Judge File No. 3-7206 |
| 1 | Jan. 8, 1990 | Jason Baker Tuttle, Sr., J.B.T. Management, Inc., d/b/a Tuttle Incorporated, Jason Baker Tuttle, Jr.
Brenda P. Murray, Administrative Law Judge File No. 3-7289 |
http://www.sec.gov/litigation/aljdec/aljdecarchive/aljdecarc1990.shtml
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