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Comments on Interim Final Temporary Rules: Exemptions for Security-based Swaps

[Release Nos. 33-9231; 34-64794; 39-2475; File No. S7-26-11]


Submitted Comments

Dec. 21, 2012 Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA
Dec. 20, 2012 Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA
Apr. 20, 2012 Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA and Robert Pickel, Chief Executive Officer, ISDA
Jul. 14, 2011 Tom Nappi, Lansing, Illinois
 

Meetings with SEC Officials

Nov. 4, 2011 Memorandum from the Division of Corporation Finance regarding a November 4, 2011 meeting with representatives of Citigroup, Deutsche Bank, Goldman Sachs, Morgan Stanley, SIFMA and Davis Polk & Wardwell
Jul. 12, 2011 Memorandum from the Division of Corporation Finance regarding a July 12, 2011 telephonic meeting with representatives of Cleary Gottlieb Steen & Hamilton LLP
Jul. 12, 2011 Memorandum from the Division of Trading and Markets regarding a July 11, 2011 Telephonic meeting with representative of the Loan Syndications and Trading Association

 

http://www.sec.gov/comments/s7-26-11/s72611.shtml

Modified: 01/08/2013