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- Financial Crisis Enforcement Actions
- The SEC has charged more than 150 firms and individuals, and secured $2.6 billion for investors
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- SEC Charges Chicago-Area Father and Son Conducted Cherry-Picking Scheme at Investment Firm
- SEC Charges China-Based Executives in Scheme to Overstate Revenues and Divert Money for Personal Use
- SEC, FINRA Issue Investor Alert On Pension or Settlement Income Streams
- SEC Charges Traders in Massive Kickback Scheme Involving Venezuelan Official
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